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Data Management:SQL review optimization

Last Updated:Nov 15, 2024

Data Management (DMS) integrates the SQL review optimization feature into security rules. After you submit SQL statements for data change or on the SQLConsole tab, DMS reviews the submitted SQL statements based on the specifications in security rules and offers optimization suggestions. This can help you review SQL statements and prevent invalid SQL statements before you perform a data change. This can also prevent the business from being affected.

Prerequisites

  • You are a database administrator (DBA) or a DMS administrator. For more information, see Manage users.

  • A security rule is created. For more information how to create a security rule, see Manage security rules.

  • One of the following database engines is used:

    • MySQL: ApsaraDB RDS for MySQL databases, PolarDB for MySQL, MariaDB databases, PolarDB for Xscale, AnalyticDB for MySQL databases, and MySQL databases that are not on Alibaba Cloud

    • Oracle

    • PolarDB for PostgreSQL(Compatible with Oracle)

    • OceanBase

Behavioral actions

DMS predefines three behavioral actions:

  • Must Improve: DMS stops the process and returns a message if you do not optimize the SQL statement. Default SQL review rules in DMS do not contain Must Improve.

    Note

    For more information about the check items of SQL review rules, see Check items.

    For example, you have set the behavioral action of the The table must have a primary key rule to Must Improve, and a developer submits an SQL statement to create a table but does not specify a primary key for the table, DMS stops the execution of the SQL statement and returns a message to request the developer to specify a primary key. After the modified SQL statement passes verification, DMS can execute it.

  • Potential Issue: DMS reminds you that the SQL statement has potential issues, but does not stop the process.

  • Suggest Improve: DMS suggests that you optimize the SQL statement, but does not stop the process.

Supported features in different control modes

DMS provides three control modes. For more information, see Control modes.

Operation

Security Collaboration

Stable Change

Flexible Management

Enable or disable a rule.

Supported

Supported

Supported

Set a behavioral action for a rule.

Supported

Not supported

Not supported

Modify the parameters of a rule.

You can set parameters for specific rules, such as the number of indexes in a table and the number of fields in a table.

Supported

Supported

Not supported

Enter the description of a behavioral action.

You can enter the background of a behavioral action for a rule.

Supported

Not supported

Not supported

Procedure

Security rules contain default SQL review rules. This example shows you how to customize a security rule and set the behavioral action of the The table must have a primary key rule to Must Improve.

  1. Log on to the DMS console V5.0.
  2. Move the pointer over the 2023-01-28_15-57-17.png icon in the upper-left corner and choose All functions > Security and Specifications > Security Rules.

    Note

    If you use the DMS console in normal mode, choose Security and Specifications > Security Rules in the top navigation bar.

  3. Find the security rule set that you want to modify and click Edit in the Actions column.

    Edit a security rule

    Note

    If you want to configure the Flexible Management or Stable Change security rule set, find the security rule set that you want to configure and click SQL audit optimization recommendations in the Actions column.

  4. In the left-side pane of the Details page, click the SQL audit optimization recommendations tab.

  5. Find the rule named The table must have a primary key and click Edit in the Actions column.

    Edit an SQL review rule

    Note

    You can click the Filter icon icon to the right of Tag, Behavioral action, or Status to filter rules. The Tag parameter specifies the scope within which a rule is effective. A rule can apply to DDL statements and DML statements. The Status parameter specifies whether a rule is enabled or disabled.

  6. In the Rule content configuration dialog box, set the parameters that are described in following table.

    Rule content configuration

    Parameter

    Description

    Behavioral action

    In this example, set the Behavioral action parameter to Must Improve.

    Note

    Default SQL review rules in DMS do not contain Must Improve.

    Remarks

    Enter the description of the behavioral action for this rule, such as the background information.

  7. Click OK.

    If you use the features such as data development, data change, and SQL review, the SQL review optimization feature verifies SQL statements based on the configured security rules.

    In this example, if an SQL statement does not comply with the The table must have a primary key rule, DMS stops the process.

Check items

  • The following table describes the check items that are supported by the SQL review feature.

    Schema design

    Check item

    Applicable SQL statement

    Checkpoint

    Database properties

    CREATE DATABASE

    Rule name: The character set used to create the database must be restricted. Rule identifier: CREATE_DATABASE_LIMIT_CHARSET.

    Table properties

    • CREATE TABLE

    • ALTER TABLE

    • Rule name: The table must have a primary key. Rule identifier: TABLE_MUST_HAVE_PRIMARY_KEY.

    • Rule name: The table must contain remarks. Rule identifier: TABLE_MUST_HAVE_COMMENTS.

    • Rule name: The table cannot contain foreign keys. Rule identifier: TABLE_FORBID_USE_FOREIGN_KEY.

    • Rule name: The case sensitivity of the table name must be restricted. Rule identifier: TABLE_NAME_LIMIT_CHAR_CASE.

    • Rule name: The table storage engine must be restricted. Rule identifier: TABLE_LIMIT_STORE_ENGINE.

    • Rule name: The table cannot be partitioned. Rule identifier: TABLE_FORBID_USE_PARTITION.

    • Rule name: The table must contain specific columns. Rule identifier: TABLE_MUST_HAVE_SOME_COLUMN.

    • Rule name: The character set of the database must be restricted. Rule identifier: TABLE_MUST_USE_SOME_CHARSET.

    • Rule name: The validation rules of the table must be restricted. Rule identifier: TABLE_MUST_USE_SOME_COLLATION.

    • Rule name: The table name cannot be a keyword. Rule identifier: TABLE_NAME_FORBID_KEYWORD.

    • Rule name: The number of indexes in the table must be restricted. Rule identifier: TABLE_LIMIT_INDEX_COUNT.

    • Rule name: The number of fields in the table must be restricted. Rule identifier: TABLE_LIMIT_COLUMN_COUNT.

    • Rule name: The initial value of an auto-increment column in the table must be restricted. Rule identifier: TABLE_LIMIT_INIT_AUTO_INCREMENT.

    • Rule name: The table must contain an auto-increment primary key column. Rule identifier: LIMIT_PRIMARY_COLUMN_AUTO_INCREMENT.

    • Rule name: The use of views must be restricted for the table. Rule identifier: TABLE_FORBID_USE_VIEW.

    • Rule name: The use of triggers must be restricted for the table. Rule identifier: TABLE_FORBID_USE_TRIGGER.

    • Rule name: The use of events must be restricted for the table. Rule identifier: TABLE_FORBID_USE_EVENT.

    • Rule name: The use of stored procedures must be restricted for the table. Rule identifier: TABLE_FORBID_USE_STORED_PROCEDURE.

    • Rule name: The use of user-defined functions (UDFs) must be restricted for the table. Rule identifier: TABLE_FORBID_USE_CUSTOM_FUNCTION.

    • Rule name: We recommend that you use the ALTER TABLE CONVERT syntax to change the character set of the table. Rule identifier: MODIFY_CHARSET_USE_ALTER_TABLE_CONVERT.

    Column properties

    • CREATE TABLE

    • ALTER TABLE

    • Rule name: The field name cannot be a keyword. Rule identifier: COLUMN_NAME_FORBID_KEYWORD.

    • Rule name: The case sensitivity of the field name must be restricted. Rule identifier: COLUMN_NAME_LIMIT_CHAR_CASE.

    • Rule name: The character set of a column cannot be specified. Rule identifier: COLUMN_FORBID_SET_CHARSET.

    • Rule name: Specific data types cannot be used in a column. Rule identifier: COLUMN_FORBID_DATA_TYPES.

    • Rule name: A column must contain comments. Rule identifier: COLUMN_MUST_HAVE_COMMENTS.

    • Rule name: The length of a field whose data type is CHAR must be restricted. Rule identifier: COLUMN_LIMIT_CHAR_LENGTH.

    • Rule name: The length of a field whose data type is VARCHAR must be restricted. Rule identifier: COLUMN_LIMIT_VARCHAR_LENGTH.

    • Rule name: Each column must use the NOT NULL clause. Rule identifier: COLUMN_MUST_SET_NOT_NULL.

    • Rule name: The recommended name for an auto-increment column is ID. Rule identifier: COLUMN_AUTO_INCREMENT_NAME_ID.

    • Rule name: An auto-increment column must contain the UNSIGNED attribute. Rule identifier: COLUMN_AUTO_INCREMENT_UNSIGNED.

    • Rule name: The FLOAT and DOUBLE data types cannot be used. We recommend that you replace them with the DECIMAL data type. Rule identifier: COLUMN_FORBID_FLOAT_DOUBLE_TYPE.

    • Rule name: Each column must have a default value. Rule identifier: EACH_COLUMN_NEED_DEFAULT_VALUE.

    • Rule name: The validation set of a column cannot be specified. Rule identifier: COLUMN_FORBID_SET_COLLATE.

    • Rule name: The columns cannot be renamed when you modify a table. Rule identifier: ALTER_TABLE_FORBID_RENAME_COLUMN.

    • Rule name: The columns cannot be deleted when you modify a table. Rule identifier: ALTER_TABLE_FORBID_DROP_COLUMN.

    • Rule name: The data type cannot be changed when you modify a table. Rule identifier: ALTER_TABLE_FORBID_MODIFY_DATA_TYPE.

    • Rule name: All fields that are added when you modify a table can be empty. Rule identifier: ALTER_TABLE_ADD_COLUMN_NULLABLE.

    • Rule name: The default value must be specified for a non-empty field that is added when you modify a table. Rule identifier: ALTER_ADD_NOT_NULL_COLUMN_NEED_DEFAULT.

    • Rule name: The default value must be specified when a field that can be left empty is modified as a non-empty field. Rule identifier: COLUMN_NULLABLE_TO_NOT_NEED_DEFAULT.

    • Rule name: The ENUM data type cannot be used. We recommend that you replace it with the TINYINT or CHAR data type. Rule identifier: COLUMN_FORBID_USE_ENUM_TYPE.

    • Rule name: A field cannot contain the ZEROFILL attribute. Rule identifier: COLUMN_DATA_TYPE_FORBID_ZEROFILL.

    Index properties

    • CREATE TABLE

    • ALTER TABLE

    • Rule name: An index must have a name. Rule identifier: INDEX_MUST_HAVE_CLEARLY_NAME.

    • Rule name: The naming format of a unique index must be restricted. Rule identifier: UNIQUE_INDEX_NAME_PATTERN.

    • Rule name: The naming format of a regular index must be restricted. Rule identifier: COMMON_INDEX_NAME_PATTERN.

    • Rule name: The number of index columns must be restricted. Rule identifier: INDEX_LIMIT_CONTAINS_COLUMNS.

    • Rule name: The number of primary key columns must be restricted. Rule identifier: PRIMARY_LIMIT_CONTAINS_COLUMNS.

    • Rule name: The data type of a primary key column must be restricted. Rule identifier: PRIMARY_LIMIT_COLUMN_DATA_TYPE.

    • Rule name: The primary key cannot be deleted when you modify a table. Rule identifier: ALTER_TABLE_FORBID_DROP_PRIMARY.

    • Rule name: The indexes cannot be deleted when you modify a table. Rule identifier: ALTER_TABLE_FORBID_DROP_INDEX.

    Data query

    Check item

    Applicable SQL statement

    Checkpoint

    SELECT statement

    • SELECT

    • INSERT SELECT

    • Subquery clauses that are nested in the UPDATE or DELETE statement

    • Rule name: In the SELECT statement, we recommend that you use the WHERE clause. Rule identifier: SELECT_SUGGEST_ASSIGN_WHERE.

    • Rule name: In the SELECT statement, we recommend that you do not use the ORDER BY RAND() function. Rule identifier: SELECT_FORBID_USE_ORDER_BY_RAND.

    • Rule name: In the SELECT statement, we recommend that you do not perform the GROUP BY operation on constants. Rule identifier: SELECT_FORBID_GROUP_BY_CONST.

    • Rule name: In the SELECT statement, we recommend that you do not perform the ORDER BY operation on constants. Rule identifier: SELECT_FORBID_ORDER_BY_CONST.

    • Rule name: In the SELECT statement, we recommend that you do not perform the GROUP BY or ORDER BY operation on different tables. Rule identifier: SELECT_FORBID_GROUP_ORDER_BY_DISTINCT_TABLE.

    • Rule name: In the SELECT statement, we recommend that you do not perform the ORDER BY operation to sort multiple fields in different ordering directions. Rule identifier: SELECT_FORBID_ORDER_BY_MULTI_COLUMN_RANK.

    • Rule name: In the SELECT statement, we recommend that you do not use the GROUP BY or ORDER BY clause in an expression or a function. Rule identifier: SELECT_FORBID_GROUP_ORDER_BY_EXPR_OR_FUNCTION.

    • Rule name: In the SELECT statement, we recommend that you do not use the UNION operator. Rule identifier: SELECT_FORBID_USE_UNION.

    • Rule name: In the SELECT statement, the number of tables to be joined is restricted. Rule identifier: SELECT_LIMIT_TABLE_JOIN_COUNT.

    • Rule name: In the SELECT statement, the offset value of the LIMIT clause is restricted. Rule identifier: SELECT_CONFINE_LIMIT_MAX_OFFSET.

    • Rule name: In the SELECT statement, we recommend that you do not use the HAVING clause. Rule identifier: SELECT_FORBID_USE_HAVING.

    WHERE clause

    The SELECT, UPDATE, DELETE, or INSERT SELECT statement that contains the WHERE clause

    • Rule name: In the WHERE clause, fields to be indexed cannot contain mathematical operators or functions. Rule identifier: WHERE_FORBID_INDEX_COLUMN_HAS_MATH.

    • Rule name: In the WHERE clause, we recommend that you do not use wildcards to search for fields. Rule identifier: WHERE_FORBID_BEFORE_WILDCARD_SEARCH.

    • Rule name: In the WHERE clause, DMS checks whether the LIKE clause contains wildcards. Rule identifier: WHERE_CHECK_LIKE_HAS_NOT_WILDCARD.

    • Rule name: In the WHERE clause, we recommend that you do not use reverse queries such as NOT IN and NOT LIKE. Rule identifier: WHERE_FORBID_USE_REVERSE_SEARCH.

    • Rule name: In the WHERE clause, the number of elements in the IN clause is restricted. Rule identifier: WHERE_LIMIT_IN_ITEM_MAX_COUNT.

    • Rule name: In the WHERE clause, DMS checks whether the data types of fields are implicitly converted. Rule identifier: WHERE_CHECK_COLUMN_IMPLICIT_TYPE_CONVERSION.

    • Rule name: In the WHERE clause, DMS checks whether filter conditions are connected by using the OR operator. Rule identifier: WHERE_CHECK_OR_LINK_CONDITION.

    Data change

    Check item

    Applicable SQL statement

    Checkpoint

    Data insertion

    • INSERT SELECT

    • INSERT [IGNORE]

    • REPLACE

    • Rule name: In the INSERT statement, we recommend that you specify the list of fields where you want to insert data. Rule identifier: ASSIGN_INSERT_COLUMN_NAME_LIST.

    • Rule name: In the INSERT statement, the names of fields where you want to insert data cannot be duplicated. Rule identifier: INSERT_COLUMN_NAME_FORBID_DUPLICATE.

    • Rule name: In the INSERT statement, a NULL value cannot be inserted into a NOT NULL column. Rule identifier: NOT_NULL_COLUMN_FORBID_INSERT_NULL.

    • Rule name: In the INSERT statement, the list of fields into which you want to insert data must match the list of values that you want to insert. Rule identifier: INSERT_COLUMN_MUST_MATCH_VALUES.

    • Rule name: In the INSERT statement, the total number of rows in an INSERT VALUES clause is restricted. Rule identifier: LIMIT_INSERT_VALUES_TOTAL_ROWS.

    • Rule name: In the INSERT statement, DMS checks whether the table or field into which you want to insert data exists. Rule identifier: INSERT_CHECK_TABLE_COLUMN_EXISTS.

    • Rule name: In the INSERT statement, we recommend that you do not use the SYSDATA() function. Rule identifier: INSERT_FORBID_USE_SYSDATE_FUNCTION.

    Data update and deletion

    • UPDATE

    • DELETE

    • Rule name: In the UPDATE or DELETE statement, the number of tables to be joined is restricted. Rule identifier: UPDELETE_LIMIT_TABLE_JOIN_COUNT.

    • Rule name: In the UPDATE or DELETE statement, we recommend that you use the WHERE clause. Rule identifier: UPDELETE_ASSIGN_WHERE_CONDITION.

    • Rule name: In the UPDATE or DELETE statement, DMS checks whether the WHERE clause contains subqueries. Rule identifier: UPDELETE_CHECK_WHERE_EXIST_SUB_QUERY.

    • Rule name: In the UPDATE or DELETE statement, the data size that is specified by the LIMIT clause is restricted. Rule identifier: UPDELETE_CHECK_LIMIT_AFFECTED_ROWS.

    • Rule name: In the UPDATE or DELETE statement, DMS checks whether the syntax that is used to join multiple tables is complete. For example, DMS checks whether the ON clause is omitted for the JOIN clause. Rule identifier: UPDELETE_CHECK_TABLE_JOIN_LOSS_ON.

    • Rule name: The UPDATE or DELETE statement cannot contain the ORDER BY clause. Rule identifier: UPDELETE_FORBID_ORDER_BY.

    • Rule name: In the UPDATE statement, DMS checks whether the delimiters such as AND among multiple columns in the SET clause are valid. Rule identifier: UPDATE_CHECK_SET_ITEM_DELIMITER.

    • Rule name: In the UPDATE statement, DMS checks whether the table prefix is specified for the columns of multiple tables in the SET clause. Rule identifier: UPDATE_MULTI_TABLE_CHECK_SET_COLUMN_PREFIX.

    • Rule name: In the UPDATE statement, DMS checks whether the tables or fields that you want to update exist. Rule identifier: UPDATE_CHECK_TABLE_COLUMN_EXIST.

    • Rule name: In the UPDATE statement, DMS checks whether the primary key is updated. Rule identifier: UPDATE_CHECK_PRIMARY_KEY_CHANGE.

    • Rule name: In the UPDATE statement, DMS checks whether the unique key is updated. Rule identifier: UPDATE_CHECK_UNIQUE_KEY_CHANGE.

    • Rule name: In the UPDATE statement, we recommend that you also update the Modify Time column in tables. Rule identifier: UPDATE_ALSO_TO_UPDATE_MODIFY_TIME_COLUMN.

    • Rule name: In the UPDATE statement, we recommend that you do not update the Creation Time column in tables. Rule identifier: UPDATE_FORBID_MODIFY_CREATE_TIME_COLUMN.

  • The following table describes the check items that are supported by the SQL review optimization feature.

    Scenario

    Checkpoint

    N/A

    • Rule name: The table whose primary key uses the INT data type needs to be optimized. Rule identifier: OPTIMIZE_PRIMARY_IS_INT_TABLE.

    • Rule name: The auto-increment primary key column needs sufficient space. Rule identifier: SNIFFING_AUTO_PRIMARY_REMAIN_SPACE.

    • Rule name: The value of the unique index cannot be empty. Rule identifier: SNIFFING_UNIQUE_EXIST_NULL_RISK.

    • Rule name: The DDL statement needs to be optimized due to the risk of a data change failure or a table lock. Rule identifier: ALTER_LOCK_FAIL_SNIFFING_OPTIMIZE.

    • Rule name: SQL injection risks need to be detected. Rule identifier: CHECK_SQL_INJECTION_RISK.

    • Rule name: Force index risks need to be detected. Rule identifier: CHECK_SQL_ASSIGN_FORCE_INDEX.

    • Rule name: Indexes need to be checked in SQL execution plans. Rule identifier: SQL_EXPLAIN_INDEX_CHECK.

    • Rule name: DMS needs to analyze indexes and provide suggestions. Rule identifier: DMS_INDEX_ANALYZE_AND_SUGGEST.